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Organizational Chart of Finra
Finra
www.finra.org
has 77 executives
+1 415 217 1100
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Board
N-1
N-2
CEO & Director
Robert Cook
Move
Chairman of the Board
Eric Noll
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Director
Fabiola Arredondo
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Director
Deborah Bailey
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Director
Mortimer Buckley
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Director
Camille Busette
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Director
James Crowley
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Director
Scott Curtis
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Director
Samir Deshpande
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Director
Lance Drummond
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Director
Jack Ehnes
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Director
Lisa Fairfax
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Director
Naureen Hassan
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Director
Peggy Ho
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Director
Maureen Jensen
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Director
Moira Kilcoyne
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Director
Wendy Lanton
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Director
Linde Murphy
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Director
Penny Pennington
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Director
Paige Pierce
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Director
Derrick Roman
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Director
Gus Sauter
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Director
Timothy Scheve
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Director
Ethiopis Tafara
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CFO
Todd Diganci
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Credentialing & Registration
D...
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Finance & Admin
R...
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Finance & Admin
J...
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Investor Education
G...
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Operations, Procedures & Sta...
D...
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Economist
J...
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Legal
H...
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Deputy Economist
L...
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Finance Innovation
H...
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CIO
S...
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Cyber Security & CISO
E...
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Application Platforms
K...
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Development Services
M...
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Enterprise Data Platforms
T...
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Technology
I...
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Legal
R...
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Dispute Resolution Services
R...
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Financial & Operational Risk...
B...
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Compliance
N...
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Deputy Legal
P...
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Capital Markets
R...
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Finance & Admin
C...
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Regulatory Operations Program
S...
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Appellate
A...
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Investigations
T...
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Chief of Staff
N...
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Market Regulation & Transpar...
S...
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Surveillance & Market Intell...
F...
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Options Regulation
G...
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Market Regulation
H...
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Transparency Services
O...
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Regulatory Risk Legal
A...
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Board & External Relations
M...
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International
G...
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Comms
D...
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Government Affairs
G...
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Governance & Deputy Secretary
J...
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Member Relations & Education
K...
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HR
R...
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Learning, Talent & Organizat...
S...
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HR Analytics & Operations
L...
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Talent Acquisition & Diversi...
A...
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Member Supervision
G...
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Examinations & Application
M...
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Finance Crimes Detection Pro...
O...
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Member Supervision
O...
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Retail & Capital Markets
B...
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Member Supervision
J...
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Enforcement
B...
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Audit
D...
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Hearing
M...
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Advanced Analytics
B...
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