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Organizational Chart of Finra
Finra Org Chart
www.finra.org
has 82 executives
+1 415 217 1100
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CEO & Director
Robert Cook
Move
Chairman of the Board
Scott Curtis
Move
Director
Cyrus Amir-Mokri
Move
Director
Fabiola Arredondo
Move
Director
Deborah Bailey
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Director
Erin Baskett
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Director
Rostin Behnam
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Director
Tim Carter
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Director
James Crowley
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Director
Samir Deshpande
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Director
Bradford Eichler
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Director
Dan Gallagher
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Director
Peggy Ho
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Director
Maureen Jensen
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Director
Moira Kilcoyne
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Director
Wendy Lanton
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Director
Stephen Luparello
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Director
Derrick Roman
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Director
Gus Sauter
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Director
Eric Schimpf
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Director
Erik Sirri
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Director
Jennifer Szaro
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Director
Heather Traeger
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Director
John Vaccaro
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CFO
Todd Diganci
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Credentialing & Registration
D...
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Enterprise & Finance Solutio...
T...
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Enterprise & Finance Solutio...
C...
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Enterprise & Finance Solutio...
R...
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Enterprise & Finance Solutio...
J...
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Economist
J...
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Legal
H...
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Deputy Economist
L...
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Finance Innovation
H...
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CIO
S...
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Technology Operations & Serv...
R...
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Cyber Security & CISO
E...
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Delivery Services Technology
K...
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Application Platforms
K...
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Technology
I...
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Enterprise Delivery Services
M...
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Legal
R...
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Dispute Resolution Services
R...
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Financial & Operational Risk...
B...
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Compliance
N...
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Deputy Legal
P...
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Capital Markets
R...
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Market Services
S...
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Market Oversight
F...
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Market Regulation
H...
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Transparency Services
O...
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Regulatory Services Mgmt
G...
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Strategic Regulatory Engagem...
A...
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Market Investigations
S...
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Chief of Staff
N...
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Advanced Analytics
B...
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Regulatory Operations Program
S...
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Regulatory Operations
G...
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Finance Crimes Detection Pro...
O...
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Member Supervision
J...
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Risk Monitor & Member Superv...
O...
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Operations, Procedures & Sta...
D...
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Enforcement
B...
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Co-Head, Enforcement
J...
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Co-Head, Enforcement
T...
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Investigations
T...
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Board & External Relations
M...
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Corporate Communications
C...
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Government Affairs
C...
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Governance & Deputy Secretary
J...
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Int'l Affairs
G...
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Member Relations & Education
K...
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Audit
D...
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Ombuds
S...
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Audit
A...
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Audit
M...
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Hearing
M...
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Acting HR
S...
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HR Business Partner
K...
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HR Analytics & Operations
L...
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Talent Acquisition & Diversi...
A...
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Total Rewards
J...
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Updated Apr 21, 2026
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