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Finra

Board
CEO & Director
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Chairman of the Board
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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Director
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N-1
 
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CFO & Administration
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Registration & Disclosure
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Administrative Services
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Finance
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HR
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Enterprise Risk Mgmt & Treas...
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Exchange Solutions
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Treasury & Investments
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Economist
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Legal
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Dispute Resolution
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Regulatory Policy & Legal
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Deputy Legal
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Capital Markets Policy
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Appellate
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CIO
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Cyber Security & Infor Secur...
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Enterprise Technology Servic...
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Application Platforms
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Development Services
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Enterprise Data Platforms
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Market Regulation
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Technology
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Enforcement
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Counsel to Enforcement
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Deputy Enforcement
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Enforcement
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Market Regulation Enforcement
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Investigations
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Board & External Relations
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Foundation & Investor Educat...
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Communications
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Member Relations & Education
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Government Affairs
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Governance & Deputy Secretary
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Market & Transparency Servic...
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Quality of Markets
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Market Regulation
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Options Regulation
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Transparency Services
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Market Regulation
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Member Supervision
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Member Regulation, Sales
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Market Intelligence
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Risk Oversight
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Audit
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Information Technology Audit
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Ombudsman
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Audit
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Audit
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My executives
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