Jim McHale – Biography
Last update: March 11, 2026Executive profile
Jim was Executive Vice President and Head of Compliance for the Wealth and Investment Management Division at Wells Fargo, and Global Head of Brokerage Compliance at E*TRADE Financial Corporation. Jim McHale joined LPL Financial in 2023.
Jim McHale is currentlyExecutive Vice President and Chief Compliance Officer at LPL Financial - View - LPL Financial org chart
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Education
Jim McHale has a Bachelor of Science in Business Administration from University of South Carolina and a Juris Doctor from University of South Carolina School of Law.
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They have also studied at University of South Carolina School of Law :
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- At LPL Financial, Jim McHale has 103 colleagues including Richard Steinmeier (CEO), Albert Ko (Director)…
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- In the Financial Services industry, Jim McHale has 59,583 colleagues in 4,105 companies located in 107 countries. 28,722 executive movements have been recorded in the last 12 months. Learn more about Financial Services.
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